Reference Checking

ASIC Reference Checking and Information Sharing Protocol

The ASIC Reference Checking and Information Sharing Protocol is for Australian financial services (AFS) licensees or Australian credit licensees (collectively ‘licensees’),

  • that employ or authorise representatives to act as financial advisers or mortgage brokers on their behalf, and/or
  • whose employees or representatives move into financial advice or mortgage broking roles with other licensees.

To request information about a prospective representative under the ASIC Reference Checking and Information Sharing Protocol, you can contact us using the options below:

Please ensure you provide written consent from a prospective representative for the reference(s) to be obtained.

For more information, you can visit the ASIC website.